SFC Licences of TSE Siu Kam 謝小琴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 1 | 01 April 2003 | 01 December 2019 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 4 | 01 April 2003 | 08 April 2005 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |
| Tai Shing Stock Investment Co. Limited 大盛証券投資有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |