SFC Licences of KWOK Tak Sing, Kenneth 郭德勝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 5 21 July 2004 10 January 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 4 21 July 2004 10 January 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 21 July 2004 10 January 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 5 21 July 2004 10 January 2009
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 21 July 2004 10 January 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 9 21 July 2004 01 June 2007
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 21 July 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 21 July 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 21 July 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 21 July 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 21 July 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 30 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 30 June 2004