SFC Licences of LEE Kin Lam 李健林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RO | 4 | 07 July 2010 | |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 | RO | 1 | 20 March 2009 | |
| Tisco Global Securities Limited 得士可環球証券有限公司 | RO | 4 | 24 July 2007 | 26 June 2008 |
| Tisco Global Securities Limited 得士可環球証券有限公司 | RO | 1 | 24 July 2007 | 26 June 2008 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RO | 4 | 06 September 2005 | 26 June 2008 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RO | 1 | 06 September 2005 | 26 June 2008 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 1 | 01 April 2003 | 06 September 2005 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 4 | 01 April 2003 | 20 July 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 6 | 01 April 2003 | 20 July 2004 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 | RE | 9 | 01 April 2003 | 20 July 2004 |