SFC Licences of ROGERS Nicholas David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marco Polo Pure Asset Management Limited | RO | 9 | 01 April 2008 | 22 July 2009 |
| Marco Polo Pure Asset Management Limited | RO | 4 | 01 April 2008 | 22 July 2009 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 9 | 15 July 2005 | 31 March 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 4 | 15 July 2005 | 31 March 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RO | 1 | 15 July 2005 | 31 March 2008 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 15 October 2004 | 15 July 2005 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 24 February 2004 | 15 July 2005 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 24 February 2004 | 15 July 2005 |