SFC Licences of YEUNG Chun Wah, Roger 楊俊華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 11 August 2022 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 December 2009 | 11 August 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 December 2009 | 02 October 2017 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 22 September 2009 | 19 December 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 September 2009 | 19 December 2009 |
Interchina Futures Limited 國中期貨有限公司 | RE | 2 | 01 April 2003 | 17 July 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 17 July 2004 |
Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 27 August 2003 |
Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 27 August 2003 |
Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 27 August 2003 |
Interchina Futures Limited 國中期貨有限公司 | RE | 9 | 01 April 2003 | 27 August 2003 |
Interchina Futures Limited 國中期貨有限公司 | RE | 5 | 01 April 2003 | 27 August 2003 |