SFC Licences of FAN Kwong Hung, Ernest 范廣鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sanfull Futures Limited 新富期貨有限公司 RE 2 20 November 2008
Sanfull Securities Limited 新富證券有限公司 RE 1 20 November 2008
Upbest Commodities Company Limited 美建期貨有限公司 RE 2 03 February 2006 03 November 2008
Upbest Securities Company Limited 美建證券有限公司 RE 1 03 February 2006 03 November 2008
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 01 March 2004 31 January 2006
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 01 March 2004 31 January 2006
Daiwa Securities SMBC Futures (Asia) Limited 大和証券盛民博昌期貨(亞洲)有限公司 RE 2 13 January 2004 09 February 2004
Daiwa Securities SMBC (Asia) Limited 大和証券盛民博昌(亞洲)有限公司 RE 1 13 January 2004 09 February 2004
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 January 2004 09 February 2004
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 11 July 2003 07 January 2004
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 11 July 2003 07 January 2004
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 5 01 April 2003 03 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 1 01 April 2003 03 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 4 01 April 2003 03 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 6 01 April 2003 03 July 2003
Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 RE 9 01 April 2003 03 July 2003
SG Asset Finance (Hong Kong) Limited RE 1 01 April 2003 03 July 2003
SG Asset Finance (Hong Kong) Limited RE 4 01 April 2003 03 July 2003
SG Asset Finance (Hong Kong) Limited RE 6 01 April 2003 03 July 2003
SG Asset Finance (Hong Kong) Limited RE 7 01 April 2003 03 July 2003
SG Asset Finance (Hong Kong) Limited RE 9 01 April 2003 03 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 9 01 April 2003 03 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 01 April 2003 03 July 2003
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 7 01 April 2003 03 July 2003