SFC Licences of CHING Yim Har 程焰霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 4 26 April 2012 29 June 2013
Quam Securities Limited 華富建業證券有限公司 RE 2 26 April 2012 29 June 2013
Quam Securities Limited 華富建業證券有限公司 RE 1 26 April 2012 29 June 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 11 November 2010 01 April 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 15 October 2010 01 April 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 20 April 2004 01 April 2012
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 04 February 2004 01 April 2012
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 01 April 2003 17 January 2004
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 4 01 April 2003 17 January 2004
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 9 01 April 2003 03 October 2003
AIM Y.K. Hui Investment Consultants Limited 許沂光投資顧問有限公司 RE 6 01 April 2003 03 October 2003
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 9 01 April 2003 03 October 2003
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 5 01 April 2003 03 October 2003