SFC Licences of TSE Ka Wai, Andy 謝家偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jimei Securities Limited 集美證券有限公司 | RE | 1 | 05 August 2014 | |
Po Lee Securities Limited 寶利證券有限公司 | RE | 1 | 20 September 2011 | 01 August 2014 |
Wintone Securities Limited 榮通證券有限公司 | RE | 2 | 05 January 2010 | 08 April 2011 |
Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 14 May 2007 | 01 September 2011 |
Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 02 January 2007 | 07 May 2007 |
Kee Cheong Securities Company Limited 祺昌證券有限公司 | RE | 1 | 31 May 2005 | 22 December 2006 |
Manble Securities Limited 亨寶證券有限公司 | RE | 1 | 20 December 2004 | 25 April 2005 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 9 | 01 April 2003 | 27 July 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 01 April 2003 | 27 July 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 6 | 01 April 2003 | 27 July 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 4 | 01 April 2003 | 27 July 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 7 | 01 April 2003 | 04 July 2003 |