SFC Licences of LAU Chi Sing 劉志成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 09 March 2007 | |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 26 July 2003 | 09 March 2007 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 6 | 01 April 2003 | 17 May 2003 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 9 | 01 April 2003 | 17 May 2003 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 01 April 2003 | 17 May 2003 |