SFC Licences of LAU Chi Sing 劉志成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Research Limited 中銀國際研究有限公司 RO 4 09 March 2007
BOCI Research Limited 中銀國際研究有限公司 RE 4 26 July 2003 09 March 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 April 2003 17 May 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 01 April 2003 17 May 2003
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 9 01 April 2003 17 May 2003