SFC Licences of LAI Tin Yan, Dominic 賴天恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	22 May 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	22 May 2023
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	08 October 2019	22 May 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RO	2	08 October 2019	22 May 2023
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	08 October 2019
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	22 October 2007	02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	04 June 2007	08 October 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	04 June 2007	02 October 2017
Christfund Futures Limited 恒豐期貨有限公司	RO	2	27 October 2004	24 May 2007
Christfund Securities Limited 恒豐證券有限公司	RE	1	01 April 2003	24 May 2007
Christfund Futures Limited 恒豐期貨有限公司	RE	2	01 April 2003	27 October 2004
Christfund Securities Limited 恒豐證券有限公司	RE	9	01 April 2003	07 November 2003
Christfund Securities Limited 恒豐證券有限公司	RE	6	01 April 2003	07 November 2003
Christfund Securities Limited 恒豐證券有限公司	RE	4	01 April 2003	07 November 2003