SFC Licences of KO Philip 高冠恆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
XHK Limited | RO | 2 | 29 January 2019 | 22 April 2021 |
CITIC Futures International Company Limited 中信期貨國際有限公司 | RO | 2 | 31 August 2015 | 01 July 2017 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RO | 2 | 27 November 2014 | 31 August 2015 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 08 September 2014 | 27 November 2014 |
Marex HK Asia Limited | RE | 2 | 10 October 2013 | 02 June 2014 |
Ruisen Port Securities Limited 瑞森港通證券有限公司 | RO | 2 | 03 May 2013 | 02 September 2013 |
Great Lakes Hong Kong Limited | RE | 2 | 06 July 2010 | 31 December 2012 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 15 October 2008 | 10 August 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 15 October 2008 | 10 August 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 15 October 2008 | 10 August 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 31 July 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 16 October 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 16 October 2003 |