SFC Licences of KO Philip 高冠恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
XHK Limited RO 2 29 January 2019 22 April 2021
CITIC Futures International Company Limited 中信期貨國際有限公司 RO 2 31 August 2015 01 July 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RO 2 27 November 2014 31 August 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 08 September 2014 27 November 2014
Marex HK Asia Limited RE 2 10 October 2013 02 June 2014
Ruisen Port Securities Limited 瑞森港通證券有限公司 RO 2 03 May 2013 02 September 2013
Great Lakes Hong Kong Limited RE 2 06 July 2010 31 December 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 15 October 2008 10 August 2009
SG Asset Finance (Hong Kong) Limited RE 2 15 October 2008 10 August 2009
SG Asset Finance (Hong Kong) Limited RE 1 15 October 2008 10 August 2009
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 16 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 16 October 2003