SFC Licences of KWAN Kwong Tung 關廣同
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 28 January 2022 | 31 January 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 August 2019 | 10 December 2021 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 22 May 2019 | 24 July 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 01 April 2003 | 14 May 2019 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 01 April 2003 | 10 December 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 6 | 01 April 2003 | 15 October 2004 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 01 April 2003 | 15 October 2004 |