SFC Licences of LIU Kai Ming 廖繼明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Win Wong Securities Limited 宏旺證券有限公司 | RO | 1 | 31 August 2009 | 09 July 2018 |
| Win Wong Securities Limited 宏旺證券有限公司 | RE | 1 | 01 April 2003 | 31 August 2009 |
| Win Wong Securities Limited 宏旺證券有限公司 | RE | 4 | 01 April 2003 | 26 February 2004 |
| Win Wong Securities Limited 宏旺證券有限公司 | RE | 6 | 01 April 2003 | 26 February 2004 |
| Win Wong Securities Limited 宏旺證券有限公司 | RE | 9 | 01 April 2003 | 26 February 2004 |