SFC Licences of TSO Ka Wai, Laurence 曹家偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 December 2012 | 19 February 2020 |
Topmore Commodities Limited 德盛期貨有限公司 | RE | 2 | 12 January 2004 | 06 December 2012 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 2 | 01 April 2003 | 06 January 2004 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 5 | 01 April 2003 | 06 November 2003 |
Enlighten Futures Limited 名匯期貨有限公司 | RE | 9 | 01 April 2003 | 06 November 2003 |