SFC Licences of CHAU Kwok Ming 周國明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OIL Assets Securities Limited 恩明資產証券有限公司 | RO | 1 | 12 December 2018 | |
| OIL Assets International Limited | RO | 9 | 27 May 2015 | |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RO | 9 | 26 April 2010 | 20 May 2015 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 1 | 29 June 2004 | 20 May 2015 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 9 | 29 June 2004 | 26 April 2010 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 | RE | 4 | 29 June 2004 | 31 March 2005 |