SFC Licences of LAU Siu Cheung 劉兆祥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zrich Capital Limited 尊悅資本有限公司 RO 9 29 September 2021 30 November 2022
Zrich Capital Limited 尊悅資本有限公司 RO 4 29 September 2021 30 November 2022
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 2 01 August 2019 07 October 2020
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 1 01 August 2019 07 October 2020
HF Asset Management Limited 匯福資產管理有限公司 RO 9 01 August 2019 07 October 2020
Forthright Securities Company Limited 方德證券有限公司 RO 5 27 March 2019 20 July 2019
Forthright Securities Company Limited 方德證券有限公司 RO 2 27 March 2019 20 July 2019
Prudential Brokerage Limited 信誠證券有限公司 RE 6 13 June 2016 15 February 2019
Tian Yuan Finance Limited 天元金融有限公司 RE 6 16 January 2008 03 May 2016
Prudential Index Trading Company Limited 信誠期貨有限公司 RO 9 22 January 2007 15 February 2019
Prudential Index Trading Company Limited 信誠期貨有限公司 RO 5 22 January 2007 15 February 2019
Prudential Index Trading Company Limited 信誠期貨有限公司 RO 2 22 January 2007 15 February 2019
Prudential Brokerage Limited 信誠證券有限公司 RE 4 30 June 2006 15 February 2019
Prudential Brokerage Limited 信誠證券有限公司 RO 1 06 October 2005 15 February 2019
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 5 01 April 2003 22 January 2007
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 9 01 April 2003 22 January 2007
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 01 April 2003 22 January 2007
Prudential Brokerage Limited 信誠證券有限公司 RE 1 01 April 2003 06 October 2005
Prudential Brokerage Limited 信誠證券有限公司 RE 9 01 April 2003 15 December 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 4 01 April 2003 15 December 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 6 01 April 2003 15 December 2004
Prudential Brokerage Limited 信誠證券有限公司 RE 7 01 April 2003 15 December 2004