SFC Licences of LEE Kwong Shing, Eugene 李廣成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RO | 2 | 16 November 2009 | 04 November 2013 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 1 | 16 November 2009 | 04 November 2013 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 7 | 01 April 2003 | 26 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 01 April 2003 | 26 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 6 | 01 April 2003 | 26 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 01 April 2003 | 26 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 01 April 2003 | 26 August 2003 |