SFC Licences of LAM Cho Ying, Terence Joe 林祖瀛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 25 May 2012 08 June 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 25 May 2012 08 June 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 4 03 January 2012 08 June 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 1 03 January 2012 08 June 2013
VC Brokerage Limited 滙盈證券有限公司 RO 4 25 June 2004 12 July 2010
VC Brokerage Limited 滙盈證券有限公司 RO 1 25 June 2004 12 July 2010
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 04 March 2004 28 April 2004
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 4 01 April 2003 28 April 2004
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 1 01 April 2003 28 April 2004
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RO 1 01 April 2003 26 April 2004
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RO 4 01 April 2003 26 April 2004
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RO 9 01 April 2003 13 February 2004
Ong Asia Securities (HK) Limited 王證券(香港)有限公司 RO 6 01 April 2003 13 February 2004
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RO 6 01 April 2003 13 February 2004