SFC Licences of CHAN Ci Ka, Cindy 陳思嘉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 20 January 2014 | 15 May 2018 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 28 December 2005 | 06 August 2013 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 July 2004 | 14 July 2004 |