SFC Licences of AU Hon Man 歐漢文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 February 2013 | 24 March 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 21 February 2011 | 01 December 2012 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 05 November 2007 | 31 December 2010 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 19 January 2004 | 31 October 2005 |