SFC Licences of CHOW Kin Yuen 周健源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 May 2020 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 15 May 2020 | |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 13 April 2011 | 30 April 2020 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 13 June 2006 | 30 April 2020 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 22 October 2003 | 01 June 2005 |
| Celestial Finance Limited 時富財務有限公司 | RE | 8 | 01 April 2003 | 01 October 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 9 | 01 April 2003 | 01 October 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 7 | 01 April 2003 | 01 October 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 6 | 01 April 2003 | 01 October 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 4 | 01 April 2003 | 01 October 2003 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 01 April 2003 | 01 October 2003 |