SFC Licences of HO Pui Kwan, Diana 何佩君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 November 2017 | 31 January 2022 |
| Stockwell Securities Limited 常匯證券有限公司 | RE | 1 | 04 June 2013 | 29 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 18 October 2011 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 18 October 2011 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 24 March 2005 |