SFC Licences of AU Sin Kwan, Winnie 區倩筠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Link Securities Limited 富滙證券有限公司 RE 4 15 November 2017 04 March 2024
Wealth Link Securities Limited 富滙證券有限公司 RE 1 04 October 2017 04 March 2024
Zhongrong PT Securities Limited 中融平和證券有限公司 RE 1 18 November 2004 30 September 2017
Chung Tak & Company 眾德股票公司 RE 9 01 April 2003 11 November 2004
Chung Tak & Company 眾德股票公司 RE 4 01 April 2003 11 November 2004
Chung Tak & Company 眾德股票公司 RE 1 01 April 2003 11 November 2004
Chung Tak & Company 眾德股票公司 RE 6 01 April 2003 11 November 2004