SFC Licences of LAU Wung Koon 劉宏觀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司	RE	2	26 January 2021
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司	RE	1	26 January 2021
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	20 February 2018	31 March 2020
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	20 February 2018	31 March 2020
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	24 December 2015	30 April 2017
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	24 December 2015	30 April 2017
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	05 May 2015	30 November 2015
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	05 May 2015	30 November 2015
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	2	30 October 2007	03 November 2014
Kingsway Financial Services Group Limited 滙富金融服務有限公司	RE	1	30 October 2007	03 November 2014
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	27 October 2006	27 October 2007
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	27 October 2006	27 October 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	01 April 2003	25 October 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	01 April 2003	25 October 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	9	01 April 2003	29 April 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	4	01 April 2003	29 April 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	6	01 April 2003	11 March 2004
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	7	01 April 2003	11 March 2004