SFC Licences of CHAN Wai Yee, Winnie 陳慧薏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 March 2023 | |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RO | 1 | 08 March 2005 | 21 February 2023 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 1 | 01 April 2003 | 08 March 2005 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 9 | 01 April 2003 | 11 June 2004 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 6 | 01 April 2003 | 11 June 2004 |
| Chan Ngok Ming Securities Limited 陳岳明證券有限公司 | RE | 4 | 01 April 2003 | 11 June 2004 |