SFC Licences of RODRIGUES Peter John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 26 April 2021 | |
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 1 | 26 April 2021 | |
IAM Legacy Limited 星安傳承有限公司 | RE | 9 | 25 September 2009 | 27 June 2011 |
IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 25 September 2009 | 27 June 2011 |