SFC licenceholder ABY969 YIU Brian Chi Pang 姚志鵬

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 24 January 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [9] (Asset Management) 08 June 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 01 September 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 01 September 2008 10 October 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 02 July 2008 12 August 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 July 2008 12 August 2008