SFC Licences of SHEH Ho Kwong 佘浩光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 4 | 12 March 2012 | 30 September 2019 |
| Wells Fargo Securities Asia Limited | RO | 1 | 12 March 2012 | 30 September 2019 |
| Wells Fargo Securities Asia Limited | RE | 4 | 19 May 2008 | 12 March 2012 |
| Wells Fargo Securities Asia Limited | RE | 1 | 19 May 2008 | 12 March 2012 |