SFC Licences of SIU Wai Ming 蕭偉明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 17 April 2009 | 28 October 2009 |
Nerico Brothers Limited | RE | 1 | 21 July 2008 | 03 April 2009 |