SFC Licences of CHENG Kar Min, Joseph 鄭家敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 09 December 2015 05 May 2020
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 09 December 2015 05 May 2020
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 14 June 2012 04 December 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 14 June 2012 04 December 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 07 January 2009 26 April 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 07 January 2009 26 April 2013
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 27 July 2005 01 January 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 14 June 2005 01 January 2009
Berich Brokerage Limited 百裕證券有限公司 RE 1 01 April 2003 10 June 2005
Berich Brokerage Limited 百裕證券有限公司 RE 4 01 April 2003 14 June 2004
Berich Brokerage Limited 百裕證券有限公司 RE 6 01 April 2003 14 June 2004
Berich Brokerage Limited 百裕證券有限公司 RE 9 01 April 2003 14 June 2004