SFC Licences of HSIEH Yuk Chun 佘玉真

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 9 23 June 2014 31 March 2015
GAOYU SECURITIES LIMITED 高裕證券有限公司 RE 1 23 June 2014 31 March 2015
Halbis Capital Management (Hong Kong) Limited RO 2 02 June 2011 22 June 2011
HSBC Global Asset Management (Hong Kong) Limited RO 2 02 June 2011 22 June 2011
HSBC Investment Funds (Hong Kong) Limited RO 1 28 October 2010 22 June 2011
HSBC Global Asset Management (Hong Kong) Limited RO 9 28 October 2010 22 June 2011
HSBC Global Asset Management (Hong Kong) Limited RO 4 28 October 2010 22 June 2011
HSBC Global Asset Management (Hong Kong) Limited RO 1 28 October 2010 22 June 2011
HSBC Global Asset Management (Hong Kong) Limited RE 2 27 September 2010 02 June 2011
HSBC Global Asset Management (Hong Kong) Limited RE 1 30 May 2008 28 October 2010
Halbis Capital Management (Hong Kong) Limited RE 2 08 May 2008 02 June 2011
Halbis Capital Management (Hong Kong) Limited RO 9 20 March 2007 22 June 2011
Halbis Capital Management (Hong Kong) Limited RO 4 20 March 2007 22 June 2011
Halbis Capital Management (Hong Kong) Limited RO 1 20 March 2007 22 June 2011
Halbis Capital Management (Hong Kong) Limited RE 9 15 July 2005 20 March 2007
Halbis Capital Management (Hong Kong) Limited RE 4 15 July 2005 20 March 2007
Halbis Capital Management (Hong Kong) Limited RE 1 15 July 2005 20 March 2007
HSBC Investment Funds (Hong Kong) Limited RE 1 06 April 2004 28 October 2010
HSBC Global Asset Management (Hong Kong) Limited RE 4 01 April 2003 28 October 2010
HSBC Global Asset Management (Hong Kong) Limited RE 9 01 April 2003 28 October 2010
Halbis Capital Management (Hong Kong) Limited RE 1 01 April 2003 30 August 2004
HSBC Global Asset Management (Hong Kong) Limited RE 6 01 April 2003 16 February 2004
Halbis Capital Management (Hong Kong) Limited RE 4 01 April 2003 16 February 2004
Halbis Capital Management (Hong Kong) Limited RE 6 01 April 2003 16 February 2004
Halbis Capital Management (Hong Kong) Limited RE 9 01 April 2003 16 February 2004