SFC Licences of LO Wei Lie 盧慧莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 18 January 2016 | 25 February 2019 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 January 2016 | 25 February 2019 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 18 January 2016 | 29 July 2016 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 18 January 2016 | 29 April 2016 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 18 January 2016 | 29 April 2016 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 24 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |