SFC Licences of LEE Sack Kwong 李鍚綱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 August 2003 | 07 January 2017 |
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 13 August 2003 | 26 October 2004 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 01 April 2003 | 12 August 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 01 April 2003 | 12 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 6 | 01 April 2003 | 11 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 5 | 01 April 2003 | 11 August 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 7 | 01 April 2003 | 11 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 7 | 01 April 2003 | 11 August 2003 |
Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 4 | 01 April 2003 | 11 August 2003 |
Shun Loong Futures Limited 順隆期貨有限公司 | RE | 9 | 01 April 2003 | 11 August 2003 |