SFC Licences of WAI Chi Moon 韋志滿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinomax Securities Limited 佳富達證券有限公司 | RE | 1 | 09 July 2015 | 28 February 2023 |
China Times Securities Limited 中辰證券有限公司 | RO | 1 | 21 February 2011 | 30 June 2015 |
Worldwide Brokerage Limited 環球證券有限公司 | RO | 1 | 02 April 2007 | 28 October 2010 |
Worldwide Brokerage Limited 環球證券有限公司 | RE | 1 | 18 May 2005 | 02 April 2007 |
Worldwide Brokerage Limited 環球證券有限公司 | RE | 1 | 01 April 2003 | 31 March 2005 |