SFC Licences of HO Chun Pong 何振邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 5 | 27 November 2009 | 28 July 2010 |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 13 November 2009 | 28 July 2010 |
Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 13 November 2009 | 28 July 2010 |
Bank of Communications Trustee Limited 交通銀行信託有限公司 | RE | 4 | 15 May 2009 | 19 October 2009 |
Bank of Communications Trustee Limited 交通銀行信託有限公司 | RE | 1 | 15 May 2009 | 19 October 2009 |