SFC Licences of LEE Charlotte Cheng Mei 李正美
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Symphony AMP Limited 雍富資產管理有限公司 | RO | 4 | 21 May 2007 | 31 October 2008 |
| Symphony AMP Limited 雍富資產管理有限公司 | RO | 1 | 21 May 2007 | 16 April 2008 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 20 December 2005 | 28 June 2006 |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 1 | 17 September 2005 | 28 June 2006 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 6 | 19 August 2003 | 20 September 2004 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 4 | 19 August 2003 | 20 September 2004 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RO | 1 | 19 August 2003 | 20 September 2004 |