SFC Licences of LEE Siu Ming, Kenneth 李兆明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RO | 4 | 24 March 2017 | |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RO | 1 | 24 March 2017 | |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 1 | 01 April 2003 | 24 March 2017 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 4 | 01 April 2003 | 25 January 2005 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 6 | 01 April 2003 | 25 January 2005 |
| Tarzan Stock & Shares Limited 泰山證券有限公司 | RE | 9 | 01 April 2003 | 25 January 2005 |