SFC Licences of TUNG Yiu Kwong, Thomas 董耀光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Smart Empire Asset Management Limited 明堡資產管理有限公司 RO 9 05 November 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 January 2004 12 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 12 March 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 31 December 2003