SFC Licences of TUNG Yiu Kwong, Thomas 董耀光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Smart Empire Asset Management Limited 明堡資產管理有限公司 | RO | 9 | 05 November 2015 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 09 January 2004 | 12 March 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 12 March 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 31 December 2003 |