SFC Licences of LAU Yiu Cheong 劉耀昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Business Securities Limited 東信證券有限公司 | RE | 1 | 14 March 2007 | 20 October 2009 |
| Business Securities Limited 東信證券有限公司 | RO | 1 | 14 September 2006 | 14 March 2007 |
| Business Futures Limited 東信期貨有限公司 | RO | 2 | 01 April 2003 | 20 October 2009 |
| Business Securities Limited 東信證券有限公司 | RE | 1 | 01 April 2003 | 14 September 2006 |
| Business Futures Limited 東信期貨有限公司 | RO | 5 | 01 April 2003 | 26 September 2003 |
| Business Securities Limited 東信證券有限公司 | RE | 4 | 01 April 2003 | 26 September 2003 |
| Business Securities Limited 東信證券有限公司 | RE | 6 | 01 April 2003 | 26 September 2003 |
| Business Futures Limited 東信期貨有限公司 | RO | 9 | 01 April 2003 | 26 September 2003 |
| Business Securities Limited 東信證券有限公司 | RE | 9 | 01 April 2003 | 26 September 2003 |