SFC Licences of KWOK Yuen Ting 郭婉婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	19 April 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	19 April 2022
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	01 July 2016	10 April 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	01 July 2016	10 April 2019
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司	RE	9	08 July 2015	10 April 2019
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司	RE	1	30 August 2013	30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	4	30 August 2013	30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司	RE	1	30 August 2013	30 June 2016
Karl-Thomson Securities Company Limited 高信證券有限公司	RE	1	08 September 2009	16 August 2013
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	9	20 September 2005	16 August 2013
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司	RE	4	01 April 2003	16 August 2013