SFC Licences of CHAN Man, Raymond 陳文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 March 2017 | 02 October 2017 |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 28 June 2004 | 28 February 2013 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 1 | 01 April 2003 | 19 March 2017 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 6 | 01 April 2003 | 28 June 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 4 | 01 April 2003 | 28 June 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 9 | 01 April 2003 | 28 June 2004 |