SFC Licences of CHAN Pak Yin 陳柏賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 January 2022 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 15 December 2009 | 02 October 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 July 2006 | 24 November 2009 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 1 | 01 April 2003 | 08 July 2006 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 6 | 01 April 2003 | 16 September 2003 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 4 | 01 April 2003 | 16 September 2003 |
Hongkong Bay Securities Limited 港灣證券有限公司 | RE | 9 | 01 April 2003 | 16 September 2003 |