SFC Licences of CHAN Pak Yin 陳柏賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 30 January 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 15 December 2009 02 October 2017
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 17 July 2006 24 November 2009
Hongkong Bay Securities Limited 港灣證券有限公司 RE 1 01 April 2003 08 July 2006
Hongkong Bay Securities Limited 港灣證券有限公司 RE 6 01 April 2003 16 September 2003
Hongkong Bay Securities Limited 港灣證券有限公司 RE 4 01 April 2003 16 September 2003
Hongkong Bay Securities Limited 港灣證券有限公司 RE 9 01 April 2003 16 September 2003