SFC Licences of CHU Wai Man, Louis 朱偉民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 November 2007 | 01 August 2008 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 29 December 2006 | 01 November 2007 |