SFC Licences of CHAN Sai Ping, Ricky 陳世平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Telecom King Securities Limited 電訊數碼證券有限公司 | RO | 2 | 10 August 2011 | 31 March 2019 |
Telecom King Securities Limited 電訊數碼證券有限公司 | RO | 1 | 10 August 2011 | 31 March 2019 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RO | 2 | 24 July 2008 | 31 July 2011 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RO | 1 | 24 July 2008 | 31 July 2011 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 2 | 02 July 2008 | 24 July 2008 |
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 02 July 2008 | 24 July 2008 |
Prime Cdex Futures Limited 乾立亨期貨有限公司 | RO | 2 | 01 April 2003 | 30 June 2008 |
Prime Cdex Securities Limited 乾立亨證券有限公司 | RO | 1 | 01 April 2003 | 30 June 2008 |