SFC Licences of CHENG Kuang Kuo, James 鄭光國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MAP Capital Limited 匯圖投資管理有限公司 RO 9 20 May 2014 31 March 2015
MAP Capital Limited 匯圖投資管理有限公司 RO 4 20 May 2014 31 March 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 9 02 August 2011 02 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 02 August 2011 02 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 31 July 2008 02 August 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 18 October 2006 02 August 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 18 October 2006 02 August 2011
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 9 17 October 2005 15 July 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 4 17 October 2005 15 July 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 1 17 October 2005 15 July 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RO 1 17 October 2005 15 July 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RO 5 17 October 2005 17 April 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 5 03 March 2005 17 October 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 1 03 March 2005 17 October 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 RE 1 03 March 2005 17 October 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 9 07 December 2004 17 October 2005
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) RE 4 07 December 2004 17 October 2005
MEAG Hong Kong Limited RO 9 01 April 2003 07 December 2004
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 4 01 April 2003 07 December 2004
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 9 01 April 2003 07 December 2004
MEAG Hong Kong Limited RO 4 01 April 2003 07 December 2004
Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 RO 6 01 April 2003 05 December 2003