SFC Licences of CHAN Pui Man, Kitty 陳蓓敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hung Sing Securities Limited 鴻昇證券有限公司 RO 4 20 February 2019
Hung Sing Securities Limited 鴻昇證券有限公司 RO 4 28 September 2017 20 April 2018
Hung Sing Securities Limited 鴻昇證券有限公司 RO 9 23 May 2013
Hung Sing Futures Limited 鴻昇期貨有限公司 RE 2 16 April 2013 30 December 2019
Hung Sing Securities Limited 鴻昇證券有限公司 RE 9 16 April 2013 23 May 2013
Hung Sing Securities Limited 鴻昇證券有限公司 RE 1 16 April 2013
Funderstone Asset Management (HK) Limited RO 9 05 March 2012 23 March 2013
Funderstone Securities Limited RE 1 30 January 2012 23 March 2013
Funderstone Futures Limited RE 2 30 January 2012 23 March 2013
Quam Asset Management Limited 華富建業資產管理有限公司 RO 9 30 June 2010 01 November 2010
Quam Securities Limited 華富建業證券有限公司 RE 9 17 May 2010 30 December 2011
Quam Securities Limited 華富建業證券有限公司 RE 2 17 May 2010 30 December 2011
Quam Securities Limited 華富建業證券有限公司 RE 1 17 May 2010 30 December 2011
Quam Asset Management Limited 華富建業資產管理有限公司 RE 9 17 May 2010 30 June 2010
CASH Asset Management Limited 時富資產管理有限公司 RE 9 11 December 2007 01 May 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 16 August 2006 01 May 2010
CASH Asset Management Limited 時富資產管理有限公司 RO 9 15 August 2006 11 December 2007
Celestial Securities Limited 時富證券有限公司 RE 1 26 April 2006 01 May 2010
CASH Asset Management Limited 時富資產管理有限公司 RE 9 21 April 2006 15 August 2006
China Rich Asset Management Limited 中國薈智資產管理有限公司 RO 9 01 April 2003 01 April 2006
China Rich Asset Management Limited 中國薈智資產管理有限公司 RO 4 01 April 2003 01 April 2006