SFC Licences of TANG Han Yin 鄧杏賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mu Investment Management (Asia) Limited 金畂資產管理(亞洲)有限公司 | RO | 9 | 17 July 2018 | 29 March 2019 |
Wakestar Advisors Limited 基閾顧問有限公司 | RO | 9 | 15 December 2010 | 30 June 2017 |
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 29 April 2003 | 30 April 2010 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 24 April 2003 | 30 April 2010 |