SFC Licences of TSE Ping Kuen 謝炳權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 4 | 30 March 2012 | 02 August 2012 |
| Clariden Leu Asset Management (Hong Kong) Limited 瑞士嘉來資產管理(香港)有限公司 | RE | 1 | 30 March 2012 | 02 August 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 09 March 2009 | 29 July 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 09 March 2009 | 29 July 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 March 2009 | 29 July 2011 |