SFC Licences of LAU Shu Kit 劉樹傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 10 June 2016 03 June 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 10 June 2016 02 October 2017
Quam Securities Limited 華富建業證券有限公司 RE 2 18 April 2011 31 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 18 April 2011 31 May 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 03 July 2009 14 April 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 July 2009 14 April 2011
Get Nice Futures Company Limited 結好期貨有限公司 RE 2 06 June 2005 30 June 2009
Get Nice Securities Limited 結好證券有限公司 RE 1 06 June 2005 30 June 2009
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 2 01 April 2003 31 May 2005
Great Bay Securities Limited 大灣區深港證券有限公司 RE 1 01 April 2003 31 May 2005
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 5 01 April 2003 29 January 2004
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RE 9 01 April 2003 29 January 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 4 01 April 2003 29 January 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 9 01 April 2003 29 January 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RE 6 01 April 2003 29 January 2004