SFC Licences of KWOK Sui Ting 郭瑞庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 20 June 2007 | 01 August 2007 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 6 | 01 April 2003 | 29 July 2003 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 1 | 01 April 2003 | 29 July 2003 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 7 | 01 April 2003 | 29 July 2003 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 9 | 01 April 2003 | 29 July 2003 |
| Corporate Brokers Limited 協聯證券有限公司 | RE | 4 | 01 April 2003 | 29 July 2003 |